Outsourcing Due Diligence/CIO Services Provided

Under your existing RIA firm and Administration. All services provided while you control your investment advisory practice.

  • Investment research and due diligence
  • Choose from 22 investment models to suit you and your client’s objectives

  • Investment Policy/ Risk Statement available for each client account or advisor use – Determines Investment Model

  • Investment commentary for each model portfolio
  • Financial markets and economic commentary for your firm and/or clients
  • Performance analysis for each investment model
  • Portfolio rebalancing and trading direction

  • PlanRock is E3 Focused: Investment Efficiency, Tax Efficiency and Cost Efficiency

Fees for Services

Other OCIO Firms charge an AUM fee of 0.25% to 0.45%

  • PlanRock does not charge an AUM fee for its due diligence services

  • PlanRock requires a minimum allocation to the PlanRock Funds of 25% of all client portfolios which will be included in the investment models. The average portfolio may have 11 to 14 funds. There maybe atleast two PlanRock ETFs include within each model portfolio. The objective of the investment models that include the PlanRock Funds is to add value in terms of risk versus reward.

Other Fund companies may provide investment models portfolios, BUT…

  • They are static, generic models that are not customized for your client goals and objectives

  • They don’t provide additional due diligence and only include their proprietary funds.